Our Staff has compiled our research into a database of FINRA Broker Disclosures for World Choice Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Jiexiong J Liu | 5192069 | 1 | 02/09/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
James Allan Copping | 1471367 | 4 | 12/15/2008 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
James Allan Copping | 1471367 | 4 | 12/05/2008 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
James Allan Copping | 1471367 | 4 | 04/21/2006 | Customer Dispute | Award / Judgment | $1,150,000.00 | $10,116.00 | See FINRA Report |
James Allan Copping | 1471367 | 4 | 01/25/2002 | Customer Dispute | Denied | $131,179.00 | $0.00 | See FINRA Report |
Donald Allen Gearhart | 219088 | 1 | 10/24/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |