Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Martin Ciez | 2319210 | 1 | 01/30/2001 | Customer Dispute | Settled | $314,000.00 | $0.00 | See FINRA Report |
| Richard Boyd Erickson | 2220590 | 2 | 08/21/2000 | Customer Dispute | Denied | $52,447.70 | $0.00 | See FINRA Report |
| Richard Boyd Erickson | 2220590 | 2 | 02/22/2000 | Customer Dispute | Denied | $29,500.00 | $0.00 | See FINRA Report |