Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Jonathan Emanuel | 5540246 | 2 | 06/30/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christopher Alan Taylor | 5778712 | 1 | 06/30/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Stuart Wood | 2788497 | 1 | 06/29/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Leonard Pragnell | 3105233 | 1 | 06/25/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Charles Jonathan Emanuel | 5540246 | 2 | 08/03/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Thomas Garmany | 1597847 | 2 | 03/07/2002 | Customer Dispute | Closed-No Action | $110,000.00 | $0.00 | See FINRA Report |
| John Thomas Garmany | 1597847 | 2 | 05/14/1991 | Customer Dispute | Award / Judgment | $42,892.00 | $20,500.00 | See FINRA Report |