Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Amy Lynn Colton | 5966664 | 14 | 02/03/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eric J Negron | 5378359 | 6 | 10/24/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Amy Lynn Colton | 5966664 | 14 | 10/10/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amy Lynn Colton | 5966664 | 14 | 07/11/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gerald E Shaw | 1305370 | 4 | 05/27/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Allen Carter | 1097964 | 1 | 03/31/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |