Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric J Negron | 5378359 | 6 | 12/17/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gerald E Shaw | 1305370 | 4 | 08/09/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gerald E Shaw | 1305370 | 4 | 08/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amy Lynn Colton | 5966664 | 14 | 09/24/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amy Lynn Colton | 5966664 | 14 | 09/06/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eric J Negron | 5378359 | 6 | 08/08/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Amy Lynn Colton | 5966664 | 14 | 07/31/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amy Lynn Colton | 5966664 | 14 | 03/13/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amy Lynn Colton | 5966664 | 14 | 12/07/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amy Lynn Colton | 5966664 | 14 | 10/03/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |