Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nathaniel Leigh Goldenberg | 4903121 | 3 | 02/12/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Nathaniel Leigh Goldenberg | 4903121 | 3 | 10/25/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Nathaniel Leigh Goldenberg | 4903121 | 3 | 05/21/2012 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |