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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 4 out of 4 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Steven Ray Baumrucker4055316205/16/2022Customer DisputeSettled$25,000.00$0.00See FINRA Report
Steven Ray Baumrucker4055316208/06/2020Customer DisputeSettled$65,000.00$0.00See FINRA Report
Clark Cary Armor6085388109/21/2015Customer DisputeDenied$12,959.00$0.00See FINRA Report
Donald Ray Rodgers2154154102/19/2010Customer DisputeSettled$1,000,000.00$0.00See FINRA Report

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