Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Steven Ray Baumrucker | 4055316 | 2 | 05/16/2022 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
Steven Ray Baumrucker | 4055316 | 2 | 08/06/2020 | Customer Dispute | Settled | $65,000.00 | $0.00 | See FINRA Report |
Clark Cary Armor | 6085388 | 1 | 09/21/2015 | Customer Dispute | Denied | $12,959.00 | $0.00 | See FINRA Report |
Donald Ray Rodgers | 2154154 | 1 | 02/19/2010 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |