Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Noel Marcheso | 869337 | 4 | 09/08/2023 | Customer Dispute | Pending | $73,000.00 | $0.00 | See FINRA Report |
| Terri Lynn Fassi | 2526113 | 2 | 09/01/2023 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| William Dale Dobbs | 1064156 | 17 | 08/29/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Marco Bartolo Azizi | 2154719 | 7 | 08/28/2023 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Michael Young Hamilton | 2038138 | 2 | 08/24/2023 | Regulatory | Pending | $0.00 | $0.00 | See FINRA Report |
| Dana Matthew Hawkins | 5731136 | 14 | 08/24/2023 | Regulatory | Pending | $0.00 | $0.00 | See FINRA Report |
| Debbie Leemckenna Cavanaugh | 1268420 | 3 | 08/24/2023 | Regulatory | Pending | $0.00 | $0.00 | See FINRA Report |
| Timothy Neil Tremblay | 1201542 | 11 | 08/24/2023 | Regulatory | Pending | $0.00 | $0.00 | See FINRA Report |
| William Charles Burks | 2944992 | 18 | 08/23/2023 | Customer Dispute | Pending | $580,000.00 | $0.00 | See FINRA Report |
| Eric Gustav Kuchherzki | 2529623 | 6 | 08/04/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |