Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Arvin Groff | 1287954 | 1 | 08/30/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Valentino Michael Scott | 1497615 | 17 | 06/06/1988 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Charles Eugene Munoz | 3243140 | 2 | 06/01/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Patrick Roland Hobert | 805680 | 18 | 03/30/1988 | Customer Dispute | Settled | $43,000.00 | $0.00 | See FINRA Report |
| Timothy David McVey | 1535662 | 2 | 09/24/1987 | Customer Dispute | Settled | $5,100,000.00 | $0.00 | See FINRA Report |
| Valentino Michael Scott | 1497615 | 17 | 07/29/1987 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Ronald King | 269927 | 8 | 10/27/1986 | Customer Dispute | Settled | $444,355.00 | $0.00 | See FINRA Report |
| Gene Wilbur Williams | 851665 | 7 | 04/28/1986 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| George Lewis Saltzman | 4516485 | 2 | 11/15/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Glenn Acker | 3061037 | 3 | 08/26/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |