Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marco Bartolo Azizi | 2154719 | 5 | 02/18/2021 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| William Charles Burks | 2944992 | 13 | 02/17/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ricky Alan Mantei | 1098981 | 42 | 02/04/2021 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
| Cindy Lucille Porto Chiellini | 1015592 | 44 | 02/04/2021 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
| Marcious Dickerson | 1053338 | 4 | 02/02/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kelley Susan Slaught | 1126586 | 2 | 01/29/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Robert Nelson | 2552126 | 2 | 12/07/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Norman Fred Pool | 1792729 | 1 | 11/05/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jonathan MacKenzie Malone | 5270805 | 1 | 09/30/2020 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Ricky Alan Mantei | 1098981 | 42 | 08/10/2020 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |