Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Martin Bloom | 720761 | 3 | 05/04/1990 | Customer Dispute | Settled | $170,000.00 | $0.00 | See FINRA Report |
| Timothy Neil Tremblay | 1201542 | 11 | 11/01/1989 | Customer Dispute | Settled | $52,000.00 | $0.00 | See FINRA Report |
| Gene Wilbur Williams | 851665 | 7 | 09/22/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Gene Haberl | 2279941 | 3 | 08/14/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Patrick Roland Hobert | 805680 | 18 | 05/01/1989 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Patrick Roland Hobert | 805680 | 18 | 02/03/1989 | Customer Dispute | Settled | $14,000.00 | $0.00 | See FINRA Report |
| Ronald Charles Gable | 216158 | 1 | 11/01/1988 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ronald Joseph McLane | 329183 | 3 | 09/01/1988 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Todd Wayne McLane | 1026829 | 1 | 09/01/1988 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Frank Andrew McLane | 1026833 | 1 | 09/01/1988 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |