Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patrick Roland Hobert | 805680 | 18 | 10/21/1993 | Customer Dispute | Settled | $19,843.00 | $0.00 | See FINRA Report |
| Patrick Roland Hobert | 805680 | 18 | 10/21/1993 | Customer Dispute | Settled | $6,301.00 | $0.00 | See FINRA Report |
| John Andrew Lagattuta | 2060443 | 5 | 07/30/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gene Wilbur Williams | 851665 | 7 | 03/31/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas Mark Ellis | 1082891 | 3 | 03/05/1993 | Customer Dispute | Settled | $3,600,000.00 | $0.00 | See FINRA Report |
| Robert Howard Osur | 1028283 | 4 | 03/05/1993 | Customer Dispute | Settled | $3,360,590.00 | $0.00 | See FINRA Report |
| Jerry Benjamin Franklin | 842945 | 3 | 03/05/1993 | Customer Dispute | Settled | $3,360,590.00 | $0.00 | See FINRA Report |
| Richard Thomas Campbell | 39338 | 2 | 12/15/1992 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Charles Martin Bloom | 720761 | 3 | 09/17/1992 | Customer Dispute | Settled | $23,629.00 | $0.00 | See FINRA Report |
| Timothy Neil Tremblay | 1201542 | 11 | 09/01/1992 | Customer Dispute | Award / Judgment | $400,000.00 | $168,630.00 | See FINRA Report |