Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ricky Alan Mantei | 1098981 | 45 | 09/01/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ricky Alan Mantei | 1098981 | 45 | 08/14/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Howard Osur | 1028283 | 4 | 06/19/1995 | Customer Dispute | Award / Judgment | $132,500.00 | $52,500.00 | See FINRA Report |
| James Ronald King | 269927 | 8 | 05/08/1995 | Customer Dispute | Settled | $7,549,350.00 | $0.00 | See FINRA Report |
| Patrick Roland Hobert | 805680 | 18 | 01/10/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Thomas Riner | 376932 | 3 | 12/28/1994 | Customer Dispute | Settled | $398,000.00 | $0.00 | See FINRA Report |
| Timothy Neil Tremblay | 1201542 | 11 | 07/21/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Glen Biener | 1353794 | 2 | 04/22/1994 | Customer Dispute | Settled | $3,600,000.00 | $0.00 | See FINRA Report |
| Jeraldine Ann Haubrich | 2085642 | 1 | 03/09/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Thomas Campbell | 39338 | 2 | 10/27/1993 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |