Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Gene Haberl | 2279941 | 3 | 08/14/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Patrick Roland Hobert | 805680 | 12 | 05/01/1989 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Patrick Roland Hobert | 805680 | 12 | 02/03/1989 | Customer Dispute | Settled | $14,000.00 | $0.00 | See FINRA Report |
| Ronald Charles Gable | 216158 | 1 | 11/01/1988 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ronald Joseph McLane | 329183 | 3 | 09/01/1988 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Todd Wayne McLane | 1026829 | 1 | 09/01/1988 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Frank Andrew McLane | 1026833 | 1 | 09/01/1988 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Arvin Groff | 1287954 | 1 | 08/30/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Valentino Michael Scott | 1497615 | 10 | 06/06/1988 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Charles Eugene Munoz | 3243140 | 1 | 06/01/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |