Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Martin J Vanamen | 1704657 | 2 | 11/25/1998 | Customer Dispute | Settled | $224,537.00 | $0.00 | See FINRA Report |
| Mark Steven Geschwind | 1568878 | 1 | 09/14/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| James Thomas Riner | 376932 | 3 | 07/24/1998 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Edmond Tryon | 1593231 | 4 | 04/02/1998 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Kerry W Hough | 731839 | 15 | 03/14/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Scott Douglas Phillips | 1311907 | 6 | 03/06/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin William Prus | 1426193 | 1 | 01/30/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Keith Hampton Epps | 2714429 | 1 | 12/04/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kerry W Hough | 731839 | 15 | 10/01/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Nicholas Mark Ellis | 1082891 | 3 | 09/05/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |