Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark William Nenninger | 6826748 | 2 | 03/08/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Ian Kassel | 1473673 | 5 | 10/26/1999 | Customer Dispute | Settled | $13,165.00 | $0.00 | See FINRA Report |
| Conrad Thomas Corcoran | 1009857 | 4 | 10/19/1999 | Customer Dispute | Award / Judgment | $150,000.00 | $109,155.00 | See FINRA Report |
| Scott Douglas Phillips | 1311907 | 6 | 09/28/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael George Foster | 1928840 | 1 | 06/08/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Lawrence Elliott Smith | 1139782 | 6 | 06/03/1999 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Mark Jeffrey Reisbord | 1017607 | 2 | 05/17/1999 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Martin J Vanamen | 1704657 | 2 | 04/12/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Edward Simmonds | 1251092 | 5 | 01/02/1999 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Lawrence Elliott Smith | 1139782 | 6 | 12/01/1998 | Customer Dispute | Settled | $110,000.00 | $0.00 | See FINRA Report |