Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Garrick David Gookin | 4925108 | 1 | 03/09/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles Martin Bloom | 720761 | 3 | 09/19/1991 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Bradley Laverle Miller | 1015475 | 2 | 06/06/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gene Wilbur Williams | 851665 | 7 | 03/15/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christopher Charles Capezuto | 1348854 | 4 | 01/09/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Koorosh Zartoshty | 2689815 | 1 | 12/15/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Patrick Brian Ahern | 4354438 | 1 | 07/31/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles Martin Bloom | 720761 | 3 | 05/04/1990 | Customer Dispute | Settled | $170,000.00 | $0.00 | See FINRA Report |
| Timothy Neil Tremblay | 1201542 | 7 | 11/01/1989 | Customer Dispute | Settled | $52,000.00 | $0.00 | See FINRA Report |
| Gene Wilbur Williams | 851665 | 7 | 09/22/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |