Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patrick Roland Hobert | 805680 | 12 | 01/10/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Juan Manuel Yepiz | 1681021 | 2 | 08/25/1994 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Timothy Neil Tremblay | 1201542 | 7 | 07/21/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Glen Biener | 1353794 | 2 | 04/22/1994 | Customer Dispute | Settled | $3,600,000.00 | $0.00 | See FINRA Report |
| Jeraldine Ann Haubrich | 2085642 | 1 | 03/09/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Thomas Campbell | 39338 | 2 | 10/27/1993 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Patrick Roland Hobert | 805680 | 12 | 10/21/1993 | Customer Dispute | Settled | $19,843.00 | $0.00 | See FINRA Report |
| Patrick Roland Hobert | 805680 | 12 | 10/21/1993 | Customer Dispute | Settled | $6,301.00 | $0.00 | See FINRA Report |
| John Andrew Lagattuta | 2060443 | 5 | 07/30/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gene Wilbur Williams | 851665 | 7 | 03/31/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |