Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Gene Haberl | 2279941 | 3 | 03/18/2002 | Customer Dispute | Denied | $6,560.00 | $0.00 | See FINRA Report |
| Thomas Carlos Nieves | 2794262 | 4 | 03/13/2002 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Kerry W Hough | 731839 | 15 | 03/01/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jeffery James Quiggle | 2156303 | 2 | 02/07/2002 | Customer Dispute | Denied | $248,957.00 | $0.00 | See FINRA Report |
| Anthony Victor Mauro | 3118670 | 1 | 01/05/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kerry W Hough | 731839 | 15 | 01/02/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stuart Jay Spivak | 1883651 | 9 | 12/27/2001 | Customer Dispute | Settled | $18,147.00 | $0.00 | See FINRA Report |
| Seyed Ahmad Hashemian | 1574079 | 13 | 12/04/2001 | Customer Dispute | Denied | $182,307.00 | $0.00 | See FINRA Report |
| Abel Lopez Olivares | 3016251 | 2 | 11/26/2001 | Customer Dispute | Settled | $12,516.20 | $0.00 | See FINRA Report |
| Jalon Oconnell Morton | 3005016 | 1 | 10/22/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |