Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Francis Walsh | 1236262 | 1 | 07/26/2002 | Customer Dispute | Closed-No Action | $120.00 | $0.00 | See FINRA Report |
| Carol Butler Holm | 1178157 | 20 | 07/10/2002 | Customer Dispute | Settled | $190,000.00 | $0.00 | See FINRA Report |
| Lisa Toi Scrantz | 2504446 | 1 | 07/08/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joseph Gregory Papez | 2384968 | 5 | 06/10/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Carlos Nieves | 2794262 | 4 | 06/03/2002 | Customer Dispute | Denied | $57,522.00 | $0.00 | See FINRA Report |
| Stephen Lance Mitchell | 5443684 | 1 | 05/27/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Dale Dobbs | 1064156 | 17 | 05/16/2002 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Conrad Thomas Corcoran | 1009857 | 4 | 05/10/2002 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Robert Philip Bianco | 20952 | 5 | 04/30/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Anthony Pellegrino | 2574253 | 1 | 03/22/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |