Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Seyed Ahmad Hashemian | 1574079 | 13 | 09/08/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Clovis Mike Morrison | 1730240 | 3 | 09/04/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven W Lundquist | 1970958 | 3 | 08/12/1996 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Christopher Gene Haberl | 2279941 | 3 | 07/12/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Seyed Ahmad Hashemian | 1574079 | 13 | 06/20/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Ian Kassel | 1473673 | 5 | 06/03/1996 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Ricky Alan Mantei | 1098981 | 42 | 05/13/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jerry Benjamin Franklin | 842945 | 3 | 05/08/1996 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Seyed Ahmad Hashemian | 1574079 | 13 | 04/08/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Ronald King | 269927 | 8 | 03/29/1996 | Customer Dispute | Settled | $3,360,590.00 | $0.00 | See FINRA Report |