Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Keith Hampton Epps | 2714429 | 1 | 12/04/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kerry W Hough | 731839 | 15 | 10/01/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Nicholas Mark Ellis | 1082891 | 3 | 09/05/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Joseph Rener | 1660996 | 2 | 06/03/1997 | Customer Dispute | Settled | $98,060.20 | $0.00 | See FINRA Report |
| Ralph Quintana | 2284803 | 6 | 05/29/1997 | Customer Dispute | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Ian Kassel | 1473673 | 5 | 03/12/1997 | Customer Dispute | Settled | $110,000.00 | $0.00 | See FINRA Report |
| Seyed Ahmad Hashemian | 1574079 | 13 | 02/28/1997 | Customer Dispute | Settled | $11,900.00 | $0.00 | See FINRA Report |
| Seyed Ahmad Hashemian | 1574079 | 13 | 02/07/1997 | Customer Dispute | Settled | $31,000.00 | $0.00 | See FINRA Report |
| Eldon Chadwick Golightly | 2467031 | 2 | 12/19/1996 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Orion Kelly Willis | 4047415 | 2 | 09/09/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |