Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carol Butler Holm | 1178157 | 20 | 12/06/2002 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
| Alan Lee Everhart | 735204 | 3 | 11/13/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Valentino Michael Scott | 1497615 | 17 | 11/12/2002 | Customer Dispute | Denied | $15,091.00 | $0.00 | See FINRA Report |
| Barry Eugene Krupp | 712830 | 1 | 10/24/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kerry W Hough | 731839 | 15 | 10/21/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gregory Scott Kinkead | 2473933 | 14 | 10/15/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kasey Luv Davis | 2353615 | 2 | 09/23/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alan Lee Everhart | 735204 | 3 | 09/20/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Ivan Moffitt | 709840 | 1 | 09/03/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Kerry W Hough | 731839 | 15 | 08/12/2002 | Customer Dispute | Settled | $25,119.80 | $0.00 | See FINRA Report |