Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory Scott Kinkead | 2473933 | 14 | 05/01/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gregory Scott Kinkead | 2473933 | 14 | 04/07/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gregory Scott Kinkead | 2473933 | 14 | 03/24/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gregory Scott Kinkead | 2473933 | 14 | 03/10/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Timothy Patrick Sweeney | 2669172 | 3 | 02/07/2003 | Customer Dispute | Settled | $12,500.00 | $0.00 | See FINRA Report |
| Mark Frieler | 2629874 | 3 | 02/05/2003 | Customer Dispute | Settled | $180,000.00 | $0.00 | See FINRA Report |
| Joseph Gregory Papez | 2384968 | 5 | 01/28/2003 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Kerry W Hough | 731839 | 15 | 01/23/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Steven Seltzer | 1522944 | 1 | 01/14/2003 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Carol Butler Holm | 1178157 | 20 | 12/11/2002 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |