Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marie Goforth Albarian | 1114498 | 4 | 07/15/2003 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Mark Frieler | 2629874 | 3 | 07/14/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gail Lebeau Marshall | 1111608 | 2 | 06/26/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Howard Osur | 1028283 | 4 | 06/25/2003 | Customer Dispute | Closed-No Action | $562,737.00 | $0.00 | See FINRA Report |
| William Dale Dobbs | 1064156 | 17 | 06/05/2003 | Customer Dispute | Closed-No Action | $97,918.00 | $0.00 | See FINRA Report |
| Michael Sterling Marshel | 2442018 | 2 | 06/04/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mike Robert Kilpatrick | 1278618 | 9 | 06/02/2003 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Carol Butler Holm | 1178157 | 20 | 05/08/2003 | Customer Dispute | Denied | $40,137.00 | $0.00 | See FINRA Report |
| Alan Lee Everhart | 735204 | 3 | 05/05/2003 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Marcious Dickerson | 1053338 | 4 | 05/02/2003 | Customer Dispute | Settled | $7,700.00 | $0.00 | See FINRA Report |