Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ralph Cannon Williams | 805613 | 3 | 06/11/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kerry W Hough | 731839 | 15 | 05/24/2001 | Customer Dispute | Settled | $9,048.95 | $0.00 | See FINRA Report |
| Kerry W Hough | 731839 | 15 | 05/17/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ralph Cannon Williams | 805613 | 3 | 04/13/2001 | Customer Dispute | Settled | $80,600.00 | $0.00 | See FINRA Report |
| Kerry W Hough | 731839 | 15 | 03/22/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gail Lebeau Marshall | 1111608 | 2 | 03/20/2001 | Customer Dispute | Denied | $11,702.70 | $0.00 | See FINRA Report |
| John Calderwood Starke | 3154774 | 8 | 02/13/2001 | Customer Dispute | Settled | $16,000.00 | $0.00 | See FINRA Report |
| Mark William Nenninger | 6826748 | 2 | 12/30/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Donna Louise Payne | 1007323 | 2 | 12/20/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Eldon Chadwick Golightly | 2467031 | 2 | 11/22/2000 | Customer Dispute | Denied | $309,704.00 | $0.00 | See FINRA Report |