Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Ian Kassel | 1473673 | 5 | 02/06/2004 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Seyed Ahmad Hashemian | 1574079 | 13 | 02/05/2004 | Customer Dispute | Closed-No Action | $160,000.00 | $0.00 | See FINRA Report |
| Carol Butler Holm | 1178157 | 20 | 01/13/2004 | Customer Dispute | Settled | $312,000.00 | $0.00 | See FINRA Report |
| Robert James Degroot | 1004871 | 2 | 12/02/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Carol Butler Holm | 1178157 | 20 | 11/14/2003 | Customer Dispute | Denied | $57,000.00 | $0.00 | See FINRA Report |
| Christopher Charles Capezuto | 1348854 | 4 | 09/22/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steve Skytte | 2562942 | 1 | 09/18/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Manuel Ramos | 1956224 | 5 | 08/22/2003 | Customer Dispute | Denied | $30,500.00 | $0.00 | See FINRA Report |
| Kerry W Hough | 731839 | 15 | 08/06/2003 | Customer Dispute | Settled | $10,702.20 | $0.00 | See FINRA Report |
| Christopher Patrick Walsh | 2287896 | 1 | 07/17/2003 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |