Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carol Butler Holm | 1178157 | 20 | 04/24/2006 | Customer Dispute | Settled | $72,626.10 | $0.00 | See FINRA Report |
| Marco Bartolo Azizi | 2154719 | 7 | 03/07/2006 | Customer Dispute | Denied | $33,199.50 | $0.00 | See FINRA Report |
| Michael Edward Simmonds | 1251092 | 5 | 02/17/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Carol Butler Holm | 1178157 | 20 | 02/16/2006 | Customer Dispute | Denied | $94,496.00 | $0.00 | See FINRA Report |
| Surya Joshua Kane Metzler | 4558292 | 10 | 02/04/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Marco Bartolo Azizi | 2154719 | 7 | 01/05/2006 | Customer Dispute | Denied | $64,005.00 | $0.00 | See FINRA Report |
| Spyros Nick Kroustalis | 2110843 | 2 | 12/27/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Curtis Richard Edmark | 1596961 | 4 | 12/23/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Michael Stolar | 1614907 | 1 | 12/02/2005 | Customer Dispute | Closed-No Action | $7,000.00 | $0.00 | See FINRA Report |
| Mike Robert Kilpatrick | 1278618 | 9 | 11/29/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |