Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard George Hubert Depalma | 4517536 | 3 | 02/13/2024 | Customer Dispute | Pending | $150,000.00 | $0.00 | See FINRA Report |
| Richard Glenn Acker | 3061037 | 3 | 01/30/2024 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| John Michael Stephens | 1388369 | 15 | 01/17/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bradford Cornelius Lucas | 1571921 | 1 | 01/15/2024 | Customer Dispute | Pending | $8,479.93 | $0.00 | See FINRA Report |
| Valentino Michael Scott | 1497615 | 17 | 01/12/2024 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Timothy Neil Tremblay | 1201542 | 11 | 01/09/2024 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Patrick Roland Hobert | 805680 | 18 | 01/08/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Thomas Benjamin Paine | 2285372 | 2 | 12/19/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Brett F Ewing | 2904608 | 2 | 12/19/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| John Noel Marcheso | 869337 | 4 | 12/19/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |