Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dwayne Howard Kappell | 2159603 | 2 | 08/29/2006 | Customer Dispute | Closed-No Action | $5,525.38 | $0.00 | See FINRA Report |
| Carol Butler Holm | 1178157 | 20 | 08/21/2006 | Customer Dispute | Settled | $55,000.00 | $0.00 | See FINRA Report |
| Carol Butler Holm | 1178157 | 20 | 08/21/2006 | Customer Dispute | Settled | $220,869.00 | $0.00 | See FINRA Report |
| Kerry W Hough | 731839 | 15 | 08/17/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Surya Joshua Kane Metzler | 4558292 | 10 | 07/26/2006 | Customer Dispute | Closed-No Action | $19,764.00 | $0.00 | See FINRA Report |
| Surya Joshua Kane Metzler | 4558292 | 10 | 07/26/2006 | Customer Dispute | Closed-No Action | $19,764.00 | $0.00 | See FINRA Report |
| Randall Kenneth Huntimer | 2182791 | 3 | 07/12/2006 | Customer Dispute | Settled | $3,000,000.00 | $0.00 | See FINRA Report |
| Carol Butler Holm | 1178157 | 20 | 06/21/2006 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Patrick Roland Hobert | 805680 | 18 | 05/18/2006 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Allen Dean Poe | 1897712 | 3 | 05/04/2006 | Customer Dispute | Closed-No Action | $62,300.00 | $0.00 | See FINRA Report |