Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| George Lewis Saltzman | 4516485 | 2 | 12/07/2007 | Customer Dispute | Denied | $21,000.00 | $0.00 | See FINRA Report |
| Stuart Jay Spivak | 1883651 | 9 | 11/19/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andrew Charles Bolt | 1594587 | 2 | 10/30/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jason Roberts Coles | 2632270 | 4 | 10/05/2007 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Kerry W Hough | 731839 | 15 | 09/27/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mike Robert Kilpatrick | 1278618 | 9 | 09/21/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jason Roberts Coles | 2632270 | 4 | 09/19/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jason Roberts Coles | 2632270 | 4 | 08/28/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Arthur Phillip Siegel | 1223371 | 4 | 08/07/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Arthur Phillip Siegel | 1223371 | 4 | 08/01/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |