Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Surya Joshua Kane Metzler | 4558292 | 9 | 07/26/2006 | Customer Dispute | Closed-No Action | $19,764.00 | $0.00 | See FINRA Report |
| Randall Kenneth Huntimer | 2182791 | 3 | 07/12/2006 | Customer Dispute | Settled | $3,000,000.00 | $0.00 | See FINRA Report |
| Carol Butler Holm | 1178157 | 20 | 06/21/2006 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Patrick Roland Hobert | 805680 | 12 | 05/18/2006 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Allen Dean Poe | 1897712 | 3 | 05/04/2006 | Customer Dispute | Closed-No Action | $62,300.00 | $0.00 | See FINRA Report |
| Carol Butler Holm | 1178157 | 20 | 04/24/2006 | Customer Dispute | Settled | $72,626.10 | $0.00 | See FINRA Report |
| Marco Bartolo Azizi | 2154719 | 5 | 03/07/2006 | Customer Dispute | Denied | $33,199.50 | $0.00 | See FINRA Report |
| Michael Edward Simmonds | 1251092 | 5 | 02/17/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Carol Butler Holm | 1178157 | 20 | 02/16/2006 | Customer Dispute | Denied | $94,496.00 | $0.00 | See FINRA Report |
| Charles Philip Holmes | 838920 | 2 | 02/10/2006 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |