Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Andrew Lagattuta | 2060443 | 5 | 10/13/2010 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Arthur Phillip Siegel | 1223371 | 4 | 10/04/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Glenn Acker | 3061037 | 3 | 09/29/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel B Chancellor | 3242235 | 4 | 08/11/2010 | Customer Dispute | Settled | $800,000.00 | $0.00 | See FINRA Report |
| Nathan Rogers Woodbury | 4836472 | 3 | 07/30/2010 | Customer Dispute | Settled | $8,000.00 | $0.00 | See FINRA Report |
| Travis Robert Cornett | 5143339 | 2 | 07/30/2010 | Customer Dispute | Settled | $8,000.00 | $0.00 | See FINRA Report |
| Mike Robert Kilpatrick | 1278618 | 9 | 07/20/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Roberts Coles | 2632270 | 4 | 07/13/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kent Austin Cooper | 2678690 | 1 | 06/17/2010 | Customer Dispute | Denied | $11,000.00 | $0.00 | See FINRA Report |
| John Edmond Tryon | 1593231 | 4 | 06/15/2010 | Customer Dispute | Settled | $99,000.00 | $0.00 | See FINRA Report |