Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carol Butler Holm | 1178157 | 20 | 09/29/2006 | Customer Dispute | Denied | $81,583.50 | $0.00 | See FINRA Report |
| Roger Darren Martin | 4588075 | 1 | 09/22/2006 | Customer Dispute | Award / Judgment | $100,000.00 | $36,272.60 | See FINRA Report |
| Carol Butler Holm | 1178157 | 20 | 09/22/2006 | Customer Dispute | Denied | $19,692.00 | $0.00 | See FINRA Report |
| Lawrence Elliott Smith | 1139782 | 6 | 08/31/2006 | Customer Dispute | Award / Judgment | $105,000.00 | $60,219.80 | See FINRA Report |
| Michael Young Hamilton | 2038138 | 1 | 08/29/2006 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Dwayne Howard Kappell | 2159603 | 2 | 08/29/2006 | Customer Dispute | Closed-No Action | $5,525.38 | $0.00 | See FINRA Report |
| Carol Butler Holm | 1178157 | 20 | 08/21/2006 | Customer Dispute | Settled | $55,000.00 | $0.00 | See FINRA Report |
| Carol Butler Holm | 1178157 | 20 | 08/21/2006 | Customer Dispute | Settled | $220,869.00 | $0.00 | See FINRA Report |
| Kerry W Hough | 731839 | 15 | 08/17/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Surya Joshua Kane Metzler | 4558292 | 9 | 07/26/2006 | Customer Dispute | Closed-No Action | $19,764.00 | $0.00 | See FINRA Report |