Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason Roberts Coles | 2632270 | 5 | 08/28/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Arthur Phillip Siegel | 1223371 | 4 | 08/07/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Arthur Phillip Siegel | 1223371 | 4 | 08/01/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gordon George Huber | 1241571 | 3 | 07/25/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Thomas Faticone | 1233584 | 4 | 06/14/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Cesar Garcia | 4640216 | 2 | 05/07/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert E Walker | 2982667 | 1 | 12/05/2006 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Abel Lopez Olivares | 3016251 | 3 | 10/30/2006 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Steven Thomas Faticone | 1233584 | 4 | 10/26/2006 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |
| Carol Butler Holm | 1178157 | 20 | 09/29/2006 | Customer Dispute | Denied | $17,283.50 | $0.00 | See FINRA Report |