Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kelley Susan Slaught | 1126586 | 1 | 03/13/2024 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Joseph Michael Cucinotta | 3272604 | 2 | 03/12/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher J Gordon | 5714224 | 8 | 03/07/2024 | Customer Dispute | Pending | $25,000.00 | $0.00 | See FINRA Report |
| Christopher J Gordon | 5714224 | 8 | 03/07/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Thomas Havell MacDonnell | 1924888 | 2 | 02/28/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Marcel Pahmer | 4565391 | 4 | 02/27/2024 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |
| Darren Robert Grossman | 5762586 | 3 | 02/21/2024 | Customer Dispute | Pending | $250,000.00 | $0.00 | See FINRA Report |
| William Charles Burks | 2944992 | 18 | 02/21/2024 | Customer Dispute | Pending | $1,000,000.00 | $0.00 | See FINRA Report |
| Lawrence Michael Depaul | 4540570 | 1 | 02/21/2024 | Customer Dispute | Pending | $100,001.00 | $0.00 | See FINRA Report |
| William Dale Dobbs | 1064156 | 17 | 02/20/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |