Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Anthony Nori | 1238551 | 1 | 03/28/2011 | Customer Dispute | Settled | $100,001.00 | $0.00 | See FINRA Report |
| James Ronald King | 269927 | 8 | 03/28/2011 | Customer Dispute | Settled | $100,001.00 | $0.00 | See FINRA Report |
| Westley Hayes King | 2527676 | 2 | 03/28/2011 | Customer Dispute | Settled | $100,001.00 | $0.00 | See FINRA Report |
| Richard Dennis Laspaluto | 2541603 | 6 | 03/28/2011 | Customer Dispute | Settled | $100,001.00 | $0.00 | See FINRA Report |
| Jerome Victor Duhovic | 2123754 | 1 | 03/28/2011 | Customer Dispute | Settled | $100,001.00 | $0.00 | See FINRA Report |
| Allen Scott Peters | 3160672 | 1 | 03/28/2011 | Customer Dispute | Settled | $100,001.00 | $0.00 | See FINRA Report |
| George Reynolds Howard | 2958866 | 6 | 03/25/2011 | Customer Dispute | Denied | $8,087.00 | $0.00 | See FINRA Report |
| Ricky Alan Mantei | 1098981 | 45 | 03/23/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gamaliel Enrique Mendez Reyes | 2857153 | 1 | 03/21/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Edward Simmonds | 1251092 | 5 | 03/07/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |