Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| George Reynolds Howard | 2958866 | 6 | 12/07/2011 | Customer Dispute | Settled | $9,624.00 | $0.00 | See FINRA Report |
| Glenn Ralph Grimes | 2229167 | 1 | 11/14/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stacey Janay Corbello | 2553071 | 1 | 11/10/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Charles Burks | 2944992 | 18 | 10/05/2011 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| David L Crane | 1334510 | 6 | 10/05/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stuart Jay Spivak | 1883651 | 9 | 09/15/2011 | Customer Dispute | Closed-No Action | $121,753.00 | $0.00 | See FINRA Report |
| Spyros Nick Kroustalis | 2110843 | 2 | 09/09/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stuart Jay Spivak | 1883651 | 9 | 07/22/2011 | Customer Dispute | Closed-No Action | $15,000.00 | $0.00 | See FINRA Report |
| Steven B Schwartz | 4177383 | 2 | 06/08/2011 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
| Manuel Ramos | 1956224 | 5 | 05/25/2011 | Customer Dispute | Denied | $49,500.00 | $0.00 | See FINRA Report |