Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Seyed Ahmad Hashemian | 1574079 | 13 | 10/28/2008 | Customer Dispute | Denied | $12,700.00 | $0.00 | See FINRA Report |
| George Gengo Nabeshima | 2630032 | 2 | 10/27/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Westley Hayes King | 2527676 | 2 | 10/16/2008 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Steven Lewis Hollimon | 4712516 | 1 | 10/13/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mike Robert Kilpatrick | 1278618 | 8 | 09/15/2008 | Customer Dispute | Settled | $38,000.00 | $0.00 | See FINRA Report |
| Randy Lee Green | 2749203 | 1 | 07/25/2008 | Customer Dispute | Closed-No Action | $9,000.00 | $0.00 | See FINRA Report |
| Cesar Garcia | 4640216 | 2 | 06/20/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Valentino Michael Scott | 1497615 | 10 | 06/13/2008 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Raymond Jerome Singleton | 4808344 | 2 | 06/06/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Andrew Lagattuta | 2060443 | 5 | 05/15/2008 | Customer Dispute | Settled | $17,368.00 | $0.00 | See FINRA Report |