Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Curtis Richard Edmark | 1596961 | 3 | 01/12/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ralph Quintana | 2284803 | 6 | 12/29/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Philip Bianco | 20952 | 5 | 12/15/2008 | Customer Dispute | Closed-No Action | $67,000.00 | $0.00 | See FINRA Report |
| John Harlan Gerken | 2426124 | 1 | 12/11/2008 | Customer Dispute | Denied | $78,447.40 | $0.00 | See FINRA Report |
| Julia Elizabeth Coburn | 2565449 | 3 | 12/08/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Dale Dobbs | 1064156 | 9 | 12/08/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Dana Evan Kellogg | 2496097 | 8 | 12/04/2008 | Customer Dispute | Closed-No Action | $43,200.00 | $0.00 | See FINRA Report |
| Joel Daniel Harworth | 3131373 | 2 | 11/21/2008 | Customer Dispute | Denied | $9,749.82 | $0.00 | See FINRA Report |
| Joseph Gregory Papez | 2384968 | 5 | 11/20/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mike Robert Kilpatrick | 1278618 | 8 | 11/10/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |