Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Gregory Papez | 2384968 | 5 | 06/28/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher Delbert Martin | 4179127 | 3 | 05/17/2012 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Robert Philip Bianco | 20952 | 5 | 04/13/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Stephen Connor McCraw | 1592523 | 1 | 03/02/2012 | Customer Dispute | Closed-No Action | $12,000.00 | $0.00 | See FINRA Report |
| Gene Wilbur Williams | 851665 | 7 | 02/28/2012 | Customer Dispute | Closed-No Action | $25,000.00 | $0.00 | See FINRA Report |
| Melanie Lee Scullin | 1089788 | 2 | 02/15/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Joseph Wiltz | 2146135 | 1 | 01/23/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jerry Benjamin Franklin | 842945 | 3 | 01/10/2012 | Customer Dispute | Settled | $245,122.00 | $0.00 | See FINRA Report |
| William Michael Waltz | 1525627 | 1 | 01/05/2012 | Customer Dispute | Settled | $85,000.00 | $0.00 | See FINRA Report |
| Paul Thomas Lysan | 1219203 | 1 | 01/03/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |