Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patrick Roland Hobert | 805680 | 18 | 02/04/2014 | Customer Dispute | Closed-No Action | $35,000.00 | $0.00 | See FINRA Report |
| William Charles Burks | 2944992 | 18 | 12/31/2013 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Steven Lamar Nielsen | 4184826 | 11 | 12/31/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Timothy David McVey | 1535662 | 2 | 12/23/2013 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael Martinelli | 5954407 | 1 | 12/17/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ronald Joseph McLane | 329183 | 3 | 11/21/2013 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Bradley Tobler | 5637572 | 1 | 11/21/2013 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Christian Joseph Stoltz | 2437081 | 3 | 11/05/2013 | Customer Dispute | Settled | $800,000.00 | $0.00 | See FINRA Report |
| Ralph Cannon Williams | 805613 | 3 | 10/30/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stuart Jay Spivak | 1883651 | 9 | 10/10/2013 | Customer Dispute | Closed-No Action | $68,500.00 | $0.00 | See FINRA Report |