Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dana Evan Kellogg | 2496097 | 8 | 04/06/2010 | Customer Dispute | Pending | $400,000.00 | $0.00 | See FINRA Report |
| Dana Evan Kellogg | 2496097 | 8 | 04/05/2010 | Customer Dispute | Pending | $3,800,000.00 | $0.00 | See FINRA Report |
| Travis Robert Cornett | 5143339 | 2 | 03/29/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Nathan Rogers Woodbury | 4836472 | 3 | 03/29/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ronald Joseph Burkard | 2703044 | 1 | 03/03/2010 | Customer Dispute | Settled | $17,971.20 | $0.00 | See FINRA Report |
| David L Crane | 1334510 | 6 | 02/23/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David L Crane | 1334510 | 6 | 02/23/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dana Evan Kellogg | 2496097 | 8 | 02/20/2010 | Customer Dispute | Pending | $17,200,000.00 | $0.00 | See FINRA Report |
| Dana Evan Kellogg | 2496097 | 8 | 02/18/2010 | Customer Dispute | Pending | $15,000,000.00 | $0.00 | See FINRA Report |
| Lawrence Roger Rice | 375304 | 1 | 02/08/2010 | Customer Dispute | Settled | $24,900.00 | $0.00 | See FINRA Report |