Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason Roberts Coles | 2632270 | 5 | 07/13/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Abel Lopez Olivares | 3016251 | 3 | 07/06/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kent Austin Cooper | 2678690 | 1 | 06/17/2010 | Customer Dispute | Denied | $11,000.00 | $0.00 | See FINRA Report |
| John Edmond Tryon | 1593231 | 3 | 06/15/2010 | Customer Dispute | Settled | $99,000.00 | $0.00 | See FINRA Report |
| Brett F Ewing | 2904608 | 1 | 06/01/2010 | Customer Dispute | Denied | $58,446.00 | $0.00 | See FINRA Report |
| Gena Michelle Mickschl | 4464215 | 1 | 05/26/2010 | Customer Dispute | Closed-No Action | $6,983.11 | $0.00 | See FINRA Report |
| Seyed Ahmad Hashemian | 1574079 | 13 | 05/11/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven B Schwartz | 4177383 | 2 | 05/06/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Randal James Brown | 2878181 | 1 | 05/05/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Arthur Phillip Siegel | 1223371 | 4 | 04/22/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |