Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Havell MacDonnell | 1924888 | 2 | 08/07/2014 | Customer Dispute | Denied | $599,082.00 | $0.00 | See FINRA Report |
| Seyed Ahmad Hashemian | 1574079 | 13 | 08/05/2014 | Customer Dispute | Award / Judgment | $10,686,100.00 | $0.00 | See FINRA Report |
| John Michael Stephens | 1388369 | 15 | 07/31/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James L Schulmire | 1026821 | 1 | 06/27/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Vic V Mullet | 4656976 | 1 | 05/19/2014 | Customer Dispute | Settled | $255,000.00 | $0.00 | See FINRA Report |
| Carol Butler Holm | 1178157 | 20 | 05/12/2014 | Customer Dispute | Settled | $197,116.00 | $0.00 | See FINRA Report |
| Nathan Rogers Woodbury | 4836472 | 3 | 03/10/2014 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Marcious Dickerson | 1053338 | 4 | 03/03/2014 | Customer Dispute | Settled | $97,983.70 | $0.00 | See FINRA Report |
| Peter Alan Wierenga | 4330286 | 1 | 02/24/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Marcious Dickerson | 1053338 | 4 | 02/18/2014 | Customer Dispute | Settled | $99,573.10 | $0.00 | See FINRA Report |