Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Edward Simmonds | 1251092 | 5 | 03/07/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Surya Joshua Kane Metzler | 4558292 | 9 | 03/01/2011 | Customer Dispute | Closed-No Action | $5,943.09 | $0.00 | See FINRA Report |
| Charles Philip Holmes | 838920 | 2 | 02/22/2011 | Customer Dispute | Denied | $12,924.00 | $0.00 | See FINRA Report |
| William Charles Burks | 2944992 | 13 | 02/18/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Andrew Ryan Goldberg | 3160832 | 1 | 01/10/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Debbie Leemckenna Cavanaugh | 1268420 | 1 | 01/05/2011 | Customer Dispute | Settled | $780,990.00 | $0.00 | See FINRA Report |
| Thomas Carlos Nieves | 2794262 | 4 | 12/01/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Richard Paul Marcil | 1634466 | 1 | 11/23/2010 | Customer Dispute | Settled | $21,542.80 | $0.00 | See FINRA Report |
| Elizabeth Ann Goeltz | 4922841 | 1 | 11/19/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Valentino Michael Scott | 1497615 | 10 | 11/11/2010 | Customer Dispute | Award / Judgment | $120,000.00 | $39,916.00 | See FINRA Report |