Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Glenn Seymour | 1597042 | 3 | 03/29/2016 | Customer Dispute | Settled | $110,000.00 | $0.00 | See FINRA Report |
| John Andrew Lagattuta | 2060443 | 5 | 03/18/2016 | Customer Dispute | Settled | $81,500.00 | $0.00 | See FINRA Report |
| Michael Simon Guttadaro | 5564510 | 1 | 02/26/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Edward Simmonds | 1251092 | 5 | 02/24/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Charles Burks | 2944992 | 18 | 01/27/2016 | Customer Dispute | Denied | $32,000.00 | $0.00 | See FINRA Report |
| William Dale Dobbs | 1064156 | 17 | 01/14/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Marie Goforth Albarian | 1114498 | 4 | 01/05/2016 | Customer Dispute | Settled | $15,121.00 | $0.00 | See FINRA Report |
| Gregory Scott Kinkead | 2473933 | 14 | 11/01/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gregory Scott Kinkead | 2473933 | 14 | 11/01/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ronald Joseph McLane | 329183 | 3 | 10/13/2015 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |