Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ricky Alan Mantei | 1098981 | 42 | 06/28/2022 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Atul Makharia | 5070762 | 11 | 06/28/2022 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Donna Maria Seymour | 1714302 | 2 | 06/21/2022 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| George Reynolds Howard | 2958866 | 5 | 06/10/2022 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Jeffrey Patrick Hobert | 6451659 | 1 | 06/06/2022 | Customer Dispute | Pending | $100,001.00 | $0.00 | See FINRA Report |
| Patrick Roland Hobert | 805680 | 12 | 06/06/2022 | Customer Dispute | Pending | $100,001.00 | $0.00 | See FINRA Report |
| Cindy Lucille Porto Chiellini | 1015592 | 44 | 05/31/2022 | Customer Dispute | Pending | $200,000.00 | $0.00 | See FINRA Report |
| Cindy Lucille Porto Chiellini | 1015592 | 44 | 05/23/2022 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Christopher J Gordon | 5714224 | 3 | 05/09/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Michelle Elise Anthony | 4512228 | 5 | 05/09/2022 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |