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FINRA Broker Disclosures for Centaurus Financial, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.

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Displaying 381-390 out of 809 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Cindy Lucille Porto Chiellini10155924512/23/2016Customer DisputeSettled$164,000.00$0.00See FINRA Report
Gregory Scott Kinkead24739331412/20/2016Judgment / Lien$0.00$0.00See FINRA Report
Gregory Scott Kinkead24739331411/07/2016Judgment / Lien$0.00$0.00See FINRA Report
Allen Dean Poe1897712310/08/2016Customer DisputeSettled$305,665.00$0.00See FINRA Report
Christian Joseph Stoltz2437081308/08/2016Customer DisputeSettled$32,000.00$0.00See FINRA Report
Marie Goforth Albarian1114498407/22/2016Employment Separation After Allegations$0.00$0.00See FINRA Report
Melanie Lee Scullin1089788207/05/2016Customer DisputeWithdrawn$42,767.30$0.00See FINRA Report
Christian Joseph Stoltz2437081306/16/2016Customer DisputeClosed-No Action$200,000.00$0.00See FINRA Report
Benedict Martin Maloney816523105/18/2016Customer DisputeDenied$42,475.00$0.00See FINRA Report
Richard Dennis Laspaluto2541603605/13/2016Judgment / Lien$0.00$0.00See FINRA Report

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