Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Juan Manuel Yepiz | 1681021 | 2 | 09/20/2011 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Stuart Jay Spivak | 1883651 | 7 | 09/15/2011 | Customer Dispute | Closed-No Action | $121,753.00 | $0.00 | See FINRA Report |
| Spyros Nick Kroustalis | 2110843 | 2 | 09/09/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Clovis Mike Morrison | 1730240 | 3 | 09/01/2011 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Cynthia Ann Arias | 6442567 | 1 | 08/08/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Melissa Star Williams | 4298503 | 1 | 07/28/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stuart Jay Spivak | 1883651 | 7 | 07/22/2011 | Customer Dispute | Closed-No Action | $15,000.00 | $0.00 | See FINRA Report |
| Aristo Crecencio Arana | 5617216 | 3 | 07/08/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dana Evan Kellogg | 2496097 | 8 | 07/07/2011 | Customer Dispute | Settled | $1,558,000.00 | $0.00 | See FINRA Report |
| Steven B Schwartz | 4177383 | 2 | 06/08/2011 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |