Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Joseph Wiltz | 2146135 | 1 | 01/23/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jerry Benjamin Franklin | 842945 | 3 | 01/10/2012 | Customer Dispute | Settled | $245,122.00 | $0.00 | See FINRA Report |
| William Michael Waltz | 1525627 | 1 | 01/05/2012 | Customer Dispute | Settled | $85,000.00 | $0.00 | See FINRA Report |
| Paul Thomas Lysan | 1219203 | 1 | 01/03/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Aristo Crecencio Arana | 5617216 | 3 | 12/14/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| George Reynolds Howard | 2958866 | 5 | 12/07/2011 | Customer Dispute | Settled | $9,624.00 | $0.00 | See FINRA Report |
| Glenn Ralph Grimes | 2229167 | 1 | 11/14/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stacey Janay Corbello | 2553071 | 1 | 11/10/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Charles Burks | 2944992 | 13 | 10/05/2011 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| David L Crane | 1334510 | 6 | 10/05/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |