Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Lamar Nielsen | 4184826 | 11 | 05/12/2017 | Customer Dispute | Settled | $7,500.00 | $0.00 | See FINRA Report |
| Marie Goforth Albarian | 1114498 | 4 | 05/04/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Michael Stephens | 1388369 | 15 | 04/26/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Michael Stephens | 1388369 | 15 | 03/15/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Randall Kenneth Huntimer | 2182791 | 3 | 02/13/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Atul Makharia | 5070762 | 13 | 01/31/2017 | Customer Dispute | Closed-No Action | $20,000.00 | $0.00 | See FINRA Report |
| John Michael Stephens | 1388369 | 15 | 01/24/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Troy Nicholas Tremblay | 4625407 | 1 | 01/12/2017 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| John Michael Stephens | 1388369 | 15 | 01/10/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ricky Alan Mantei | 1098981 | 45 | 12/23/2016 | Customer Dispute | Settled | $164,000.00 | $0.00 | See FINRA Report |