Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Michael Stephens | 1388369 | 15 | 01/10/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Dennis Laspaluto | 2541603 | 6 | 01/08/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Michael Stephens | 1388369 | 15 | 01/01/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Dennis Laspaluto | 2541603 | 6 | 12/04/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Julia Elizabeth Coburn | 2565449 | 3 | 09/19/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Katherine Greer Nishnic | 2499553 | 9 | 08/21/2017 | Customer Dispute | Closed-No Action | $95,000.00 | $0.00 | See FINRA Report |
| Mollie Horn Strong | 1841209 | 1 | 07/24/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Michael Cucinotta | 3272604 | 2 | 07/15/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Edward Rod Klesack | 1050845 | 2 | 07/12/2017 | Customer Dispute | Settled | $27,124.40 | $0.00 | See FINRA Report |
| Patrick Michael Carroll | 2676119 | 4 | 05/30/2017 | Customer Dispute | Settled | $7,879.00 | $0.00 | See FINRA Report |