Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory Scott Kinkead | 2473933 | 14 | 06/22/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Cindy Lucille Porto Chiellini | 1015592 | 45 | 06/12/2018 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Ricky Alan Mantei | 1098981 | 45 | 05/21/2018 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Cindy Lucille Porto Chiellini | 1015592 | 45 | 05/21/2018 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| William Charles Burks | 2944992 | 18 | 05/15/2018 | Customer Dispute | Settled | $415,000.00 | $0.00 | See FINRA Report |
| Randall Kenneth Huntimer | 2182791 | 3 | 05/01/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David L Crane | 1334510 | 6 | 03/27/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gilbert Daniel Smith | 828538 | 1 | 03/12/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Steven Lamar Nielsen | 4184826 | 11 | 02/14/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Samuel Jeffrey Dorko | 7249345 | 1 | 01/22/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |