Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy Neil Tremblay | 1201542 | 7 | 02/25/2013 | Customer Dispute | Settled | $67,156.00 | $0.00 | See FINRA Report |
| Jeffery G Chaffin | 6786003 | 1 | 02/15/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy Neil Tremblay | 1201542 | 7 | 02/04/2013 | Customer Dispute | Settled | $173,745.00 | $0.00 | See FINRA Report |
| Michael Anthony Elias | 1522834 | 2 | 01/30/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Eric Gustav Kuchherzki | 2529623 | 2 | 12/28/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joseph Gregory Papez | 2384968 | 5 | 10/22/2012 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael Albert Dipietro | 2811047 | 2 | 10/22/2012 | Customer Dispute | Settled | $2,199,990.00 | $0.00 | See FINRA Report |
| Mike Robert Kilpatrick | 1278618 | 8 | 09/17/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gary Goldberg | 2037748 | 3 | 09/17/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Manuel Ramos | 1956224 | 4 | 08/17/2012 | Customer Dispute | Closed-No Action | $153,000.00 | $0.00 | See FINRA Report |