Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Martin John Scalzo | 5219311 | 3 | 07/08/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Phillip Routten | 818109 | 1 | 07/08/2013 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| Ralph Quintana | 2284803 | 6 | 06/24/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kenneth Alfred McCabe | 2980438 | 4 | 05/14/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Fuentes | 1330327 | 2 | 05/10/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Elizabeth Rose Carter Huckeby | 4061056 | 1 | 05/07/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Edward Rod Klesack | 1050845 | 2 | 04/23/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christopher Delbert Martin | 4179127 | 2 | 04/08/2013 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Gene Wilbur Williams | 851665 | 7 | 03/05/2013 | Customer Dispute | Settled | $243,000.00 | $0.00 | See FINRA Report |
| Michael Lawrence Hollar | 6898580 | 2 | 02/26/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |