Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cindy Lucille Porto Chiellini | 1015592 | 45 | 09/06/2018 | Customer Dispute | Closed-No Action | $18,000.00 | $0.00 | See FINRA Report |
| Julia Elizabeth Coburn | 2565449 | 3 | 09/04/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Sonji Rollins Tucker | 2994933 | 1 | 09/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gordon George Huber | 1241571 | 3 | 08/29/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Cindy Lucille Porto Chiellini | 1015592 | 45 | 08/16/2018 | Customer Dispute | Settled | $175,000.00 | $0.00 | See FINRA Report |
| Wilmer Ricardo Cordoba | 6857480 | 6 | 07/18/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Wilmer Ricardo Cordoba | 6857480 | 6 | 07/18/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Wilmer Ricardo Cordoba | 6857480 | 6 | 07/18/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Wilmer Ricardo Cordoba | 6857480 | 6 | 07/18/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew James Tenzer | 2422011 | 1 | 07/11/2018 | Customer Dispute | Denied | $221,248.00 | $0.00 | See FINRA Report |