Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Katherine Greer Nishnic | 2499553 | 9 | 11/14/2018 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Atul Makharia | 5070762 | 13 | 11/08/2018 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Cindy Lucille Porto Chiellini | 1015592 | 45 | 11/05/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ricky Alan Mantei | 1098981 | 45 | 10/25/2018 | Customer Dispute | Closed-No Action | $233,238.00 | $0.00 | See FINRA Report |
| Lisa B Mantei | 2230735 | 6 | 10/25/2018 | Customer Dispute | Closed-No Action | $233,238.00 | $0.00 | See FINRA Report |
| Atul Makharia | 5070762 | 13 | 10/15/2018 | Customer Dispute | Settled | $333,000.00 | $0.00 | See FINRA Report |
| Marco Bartolo Azizi | 2154719 | 7 | 10/15/2018 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Wally Dean Broussard | 1062130 | 1 | 10/08/2018 | Customer Dispute | Closed-No Action | $20,000.00 | $0.00 | See FINRA Report |
| Dana Matthew Hawkins | 5731136 | 14 | 09/12/2018 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Cindy Lucille Porto Chiellini | 1015592 | 45 | 09/12/2018 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |