Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michelle Elise Anthony | 4512228 | 5 | 06/17/2014 | Customer Dispute | Denied | $53,000.00 | $0.00 | See FINRA Report |
| Vic V Mullet | 4656976 | 1 | 05/19/2014 | Customer Dispute | Settled | $255,000.00 | $0.00 | See FINRA Report |
| Carol Butler Holm | 1178157 | 20 | 05/12/2014 | Customer Dispute | Settled | $197,116.00 | $0.00 | See FINRA Report |
| Francis Austin McManus | 5921008 | 5 | 04/06/2014 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Nathan Rogers Woodbury | 4836472 | 3 | 03/10/2014 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Marcious Dickerson | 1053338 | 4 | 03/03/2014 | Customer Dispute | Settled | $97,983.70 | $0.00 | See FINRA Report |
| Francis Austin McManus | 5921008 | 5 | 03/02/2014 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Peter Alan Wierenga | 4330286 | 1 | 02/24/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Marcious Dickerson | 1053338 | 4 | 02/18/2014 | Customer Dispute | Settled | $99,573.10 | $0.00 | See FINRA Report |
| Michael Lawrence Hollar | 6898580 | 2 | 02/10/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |