Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cheryl Lynn Kitashima | 729389 | 5 | 10/14/2014 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Michael Albert Dipietro | 2811047 | 2 | 10/07/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Lance Nichols | 5778940 | 1 | 09/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marcel Pahmer | 4565391 | 2 | 08/15/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michelle Elise Anthony | 4512228 | 5 | 08/08/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas Havell MacDonnell | 1924888 | 1 | 08/07/2014 | Customer Dispute | Denied | $599,082.00 | $0.00 | See FINRA Report |
| Seyed Ahmad Hashemian | 1574079 | 13 | 08/05/2014 | Customer Dispute | Award / Judgment | $10,686,100.00 | $0.00 | See FINRA Report |
| John Michael Stephens | 1388369 | 13 | 07/31/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John David Zegeer | 1058599 | 1 | 07/19/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James L Schulmire | 1026821 | 1 | 06/27/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |