Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffery James Quiggle | 2156303 | 2 | 03/03/2015 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Bradley Laverle Miller | 1015475 | 2 | 02/27/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Surya Joshua Kane Metzler | 4558292 | 9 | 02/02/2015 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Cheryl Lynn Kitashima | 729389 | 5 | 01/08/2015 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Cheryl Lynn Kitashima | 729389 | 5 | 01/08/2015 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Cheryl Lynn Kitashima | 729389 | 5 | 12/30/2014 | Customer Dispute | Settled | $499,999.00 | $0.00 | See FINRA Report |
| Francis Austin McManus | 5921008 | 5 | 11/30/2014 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Theresa Ann Zimmerman | 6822817 | 1 | 11/25/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Michael Stephens | 1388369 | 13 | 11/01/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Lamar Nielsen | 4184826 | 7 | 10/28/2014 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |