Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory Scott Kinkead | 2473933 | 13 | 11/01/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gregory Scott Kinkead | 2473933 | 13 | 11/01/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ronald Joseph McLane | 329183 | 3 | 10/13/2015 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Cheryl Lynn Kitashima | 729389 | 5 | 07/20/2015 | Customer Dispute | Settled | $144,500.00 | $0.00 | See FINRA Report |
| John Michael Stephens | 1388369 | 13 | 07/15/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John David Trentor | 1441068 | 2 | 06/30/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Thomas Woodfield | 4870192 | 1 | 06/16/2015 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| John Evan Griz | 2160527 | 1 | 05/12/2015 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Joel Daniel Harworth | 3131373 | 2 | 05/11/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Timothy Neil Tremblay | 1201542 | 7 | 03/31/2015 | Customer Dispute | Settled | $8,600.00 | $0.00 | See FINRA Report |