Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Norris Coppin | 865875 | 3 | 10/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth Alfred McCabe | 2980438 | 5 | 10/01/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Marco Bartolo Azizi | 2154719 | 7 | 09/20/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Dana Matthew Hawkins | 5731136 | 14 | 09/16/2019 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Lisa B Mantei | 2230735 | 6 | 09/11/2019 | Customer Dispute | Settled | $57,000.00 | $0.00 | See FINRA Report |
| Cindy Lucille Porto Chiellini | 1015592 | 45 | 09/11/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Katherine Greer Nishnic | 2499553 | 9 | 09/11/2019 | Customer Dispute | Settled | $130,000.00 | $0.00 | See FINRA Report |
| Ricky Alan Mantei | 1098981 | 45 | 09/09/2019 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Dana Matthew Hawkins | 5731136 | 14 | 09/09/2019 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Cindy Lucille Porto Chiellini | 1015592 | 45 | 09/09/2019 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |