Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ricky Alan Mantei | 1098981 | 45 | 11/26/2019 | Customer Dispute | Settled | $140,000.00 | $0.00 | See FINRA Report |
| Ricky Alan Mantei | 1098981 | 45 | 11/25/2019 | Customer Dispute | Settled | $109,000.00 | $0.00 | See FINRA Report |
| Atul Makharia | 5070762 | 13 | 11/14/2019 | Customer Dispute | Settled | $160,000.00 | $0.00 | See FINRA Report |
| Wilmer Ricardo Cordoba | 6857480 | 6 | 11/13/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ricky Alan Mantei | 1098981 | 45 | 11/01/2019 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Dana Matthew Hawkins | 5731136 | 14 | 10/24/2019 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Cindy Lucille Porto Chiellini | 1015592 | 45 | 10/24/2019 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Katherine Greer Nishnic | 2499553 | 9 | 10/24/2019 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Ricky Alan Mantei | 1098981 | 45 | 10/15/2019 | Customer Dispute | Settled | $110,000.00 | $0.00 | See FINRA Report |
| Cindy Lucille Porto Chiellini | 1015592 | 45 | 10/15/2019 | Customer Dispute | Settled | $110,000.00 | $0.00 | See FINRA Report |