Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ricky Alan Mantei | 1098981 | 42 | 12/23/2016 | Customer Dispute | Settled | $164,000.00 | $0.00 | See FINRA Report |
| Cindy Lucille Porto Chiellini | 1015592 | 44 | 12/23/2016 | Customer Dispute | Settled | $164,000.00 | $0.00 | See FINRA Report |
| Gregory Scott Kinkead | 2473933 | 13 | 12/20/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Thomas Faticone | 1233584 | 4 | 12/08/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gregory Scott Kinkead | 2473933 | 13 | 11/07/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Allen Dean Poe | 1897712 | 3 | 10/08/2016 | Customer Dispute | Settled | $305,665.00 | $0.00 | See FINRA Report |
| Christian Joseph Stoltz | 2437081 | 3 | 08/08/2016 | Customer Dispute | Settled | $32,000.00 | $0.00 | See FINRA Report |
| Marie Goforth Albarian | 1114498 | 4 | 07/22/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Melanie Lee Scullin | 1089788 | 2 | 07/05/2016 | Customer Dispute | Withdrawn | $42,767.30 | $0.00 | See FINRA Report |
| Christian Joseph Stoltz | 2437081 | 3 | 06/16/2016 | Customer Dispute | Closed-No Action | $200,000.00 | $0.00 | See FINRA Report |